What We Do
Where Financial Strategy Meets Precision
Few investment firms are built to manage the operational complexity that comes with growth. That's where we come in.
PINE provides institutional-quality outsourced leadership and operational support to asset managers across Registered Funds (Mutual, Interval & Closed-End), ETFs, Private Funds, and other Pooled Investment Vehicles.
Our clients rely on us to manage the operational, accounting, and regulatory complexity of their business without the cost and burden of building those teams internally.
Our Process
From first conversation to fully embedded partner.
01
Discovery
We learn your firm, your strategy, and your operational gaps. No cookie-cutter assessments.
02
Scope
We design a service model tailored to your fund structures, regulatory needs, and growth trajectory.
03
Embed
Our professionals integrate with your team as trusted extensions, not outside vendors.
04
Optimize
As your business evolves, we adapt and scale our services to match your needs.
Core Capabilities
Institutional-quality operations,
without the institutional overhead.
Compliance isn’t a box-checking exercise. It’s a strategic function. Our team builds and maintains regulatory compliance programs that hold up under escalating scrutiny. Whether you need a designated Chief Compliance Officer or experienced support for your internal team, we help firms stay ahead of regulatory expectations, not react to them.
- SEC and state-registered adviser compliance programs
- Outsourced Chief Compliance Officer services
- Annual compliance reviews and risk assessments
- Regulatory examination preparation and support
- Policy and procedure development
Why Firms Choose PINE
We’ve sat in the seat.
Not just advised it.
We’ve Sat in the Seat. Not Just Advised It.
The PINE team brings decades of combined experience across the asset management industry, serving in the same roles our clients rely on us to fill. That experience is what separates practical guidance from theoretical advice.
“Clients don’t hire PINE as a vendor. They rely on us as an extension of their firm.”
We Integrate With Your Team
“We view PINE as a true partner, not just a service provider. Their responsiveness, attention to detail, and specialized expertise have been a critical part of our success as an asset manager.”
We Scale With You
“We use PINE for their CFO Support Services… having their assistance on the monthly NAV production, the annual audits, and monthly financials frees up my time to further grow our firm.”
We Understand Modern Fund Structures
“[PINE’s] expertise has been invaluable… I wholeheartedly recommend PINE; they’ve been an indispensable asset to our organization.”
The PINE Philosophy
At PINE, our clients are at the center
of everything we do.
We believe the best client outcomes come from people who are supported, invested in, and given room to do great work. That’s why we put as much into developing our team as we do into serving our clients.
Ready to stop building operational infrastructure
and start focusing on your strategy?
Let’s talk.
Schedule a CallMost recent blog posts
Interpreting the Marketing Rule: SEC FAQs and What Exams Are Revealing
Why More Firms Are Turning to Outsourced Fund and Adviser CCOs: Burnout, Bandwidth, and the New Reality of Modern Compliance
