Pine Advisor Solutions

2022: The (Proposed) Great Private Fund Reform

To begin the year the SEC released their proposed changes to Form PF, which is a form that certain investment advisers registered with the SEC use to report confidential information about the private funds they advise. These proposed amendments to Form PF were released in...

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SEC 2022 Exam Priorities

 The U.S. Securities and Exchange Commission's Division of Examinations named private funds, ESG, standards of conduct, crypto-assets, and information security as its examination priorities in 2022. See below for a summary of each focus area. Significant Focus Areas Private Funds Continued review of: The calculation...

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SEC Proposes Rule for ESG Disclosures for Issuers

The proposed rule, aimed at helping issuers disclose risks more efficiently and effectively, prescribes disclosure about climate related-information including greenhouse gas emission and climate risks. These disclosure requirements will impact registration statements and annual reports. See below for an overview of the requirements. Required Disclosures: ...

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SEC Proposes New Rule for Private Fund Advisers

On February 9th, 2022, the SEC proposed new rules that, if adopted, would greatly shift the regulatory requirements for private fund advisers. The proposed rules are designed to protect private fund investors by increasing transparency, competition, and efficiency and support the trend of the SEC’s...

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Quarterly Newsletter | Volume 1 • Issue 1

SEPTEMBER 16, 2019 Welcome to PINE Advisor Solutions’ inaugural newsletter! If you’re not yet familiar with PINE, we are a Denver-based outsource solution for funds and investment managers. We offer high-touch, tailored services to private funds, mutual funds, and investment advisors. We like our clients to...

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