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• SEC to Report on State of Small Business Capital Formation in the U.S.
  on January 17, 2020 at 7:15 pm
• SEC Charges Convicted Criminal Who Conducted Fraudulent ICO Using a Fake Identity
  on January 17, 2020 at 3:33 pm
• Austin Gerig Named as SEC’s Chief Data Officer
  on January 16, 2020 at 9:00 pm
• SEC Obtains Emergency Asset Freeze, Charges Businessman With Operating a Ponzi-Like Scheme
  on January 14, 2020 at 4:44 pm
• SEC Names Allen Blume as Deputy Chief Financial Officer
  on January 10, 2020 at 4:00 pm
• SEC Names Mark D. Reinhold as Deputy Chief Human Capital Officer in the Office of Human Resources
  on January 10, 2020 at 3:00 pm
• Fee Rate Advisory #2 for Fiscal Year 2020
  on January 9, 2020 at 9:00 pm
• SEC Issues Agenda for Inaugural Meeting of the Asset Management Advisory Committee
  on January 9, 2020 at 8:35 pm
• SEC Proposes Improvements to Governance of Market Data Plans
  on January 8, 2020 at 3:48 pm
• SEC Office of Compliance Inspections and Examinations Announces 2020 Examination Priorities
  on January 7, 2020 at 5:15 pm
• SEC Investor Advisory Committee to Hold Jan. 24 Telephone Meeting
  on January 7, 2020 at 4:00 pm
• Longfin CEO Settles Fraud Action
  on January 3, 2020 at 5:35 pm
• SEC Charges Six Individuals in International Microcap Fraud Schemes
  on January 2, 2020 at 9:30 pm
• SEC Proposes to Codify Certain Consultations and Modernize Auditor Independence Rules
  on December 30, 2019 at 5:30 pm
• Susan Nash, Associate Director in Division of Investment Management, to Leave SEC After 30 Years of Public Service
  on December 23, 2019 at 7:35 pm
• SEC Charges Recidivist Investment Adviser With Defrauding Retirees
  on December 19, 2019 at 10:08 pm
• SEC Announces Robert A. Marchman as Senior Policy Advisor on Diversity and Inclusion
  on December 19, 2019 at 9:16 pm
• Small Business Advocate Releases First Annual Report
  on December 19, 2019 at 9:00 pm
• SEC Files Charges in Ponzi Scheme Targeting Hispanic Community
  on December 19, 2019 at 8:45 pm
• SEC Names David Bottom as Chief Information Officer
  on December 19, 2019 at 5:00 pm