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• G. Jeffrey Boujoukos, Director of the Philadelphia Regional Office to Leave the SEC
  on February 26, 2020 at 8:35 pm
• SEC to Hold National Compliance Outreach Seminar for Investment Companies and Investment Advisers
  on February 25, 2020 at 7:00 pm
• SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
  on February 24, 2020 at 8:55 pm
• Wells Fargo to Pay $500 Million for Misleading Investors About the Success of Its Largest Business Unit
  on February 21, 2020 at 9:05 pm
• ICO Issuer Settles SEC Registration Charges, Agrees to Return Funds and Register Tokens As Securities
  on February 19, 2020 at 4:45 pm
• SEC Charges Global Alcohol Producer with Disclosure Failures
  on February 19, 2020 at 3:00 pm
• SEC Charges Real Estate Company and Executives With Defrauding Retail Investors, Obtains Emergency Relief
  on February 18, 2020 at 4:20 pm
• SEC Proposes to Modernize Key Market Infrastructure Responsible for Collecting, Consolidating, and Disseminating Securities Market Data
  on February 14, 2020 at 10:15 pm
• SEC Announces Nancy Sumption as Senior Advisor to the Chairman for Cybersecurity Policy
  on February 13, 2020 at 9:58 pm
• SEC Charges Orchestrator of Cryptocurrency Scheme Ensnaring Physicians
  on February 11, 2020 at 8:35 pm
• Paul A. Montoya Named Associate Regional Director in Chicago Office
  on February 10, 2020 at 5:30 pm
• SEC Investor Advisory Committee to Meet on Feb. 27
  on February 7, 2020 at 7:43 pm
• ABN AMRO Clearing Chicago Charged With Improper Handling of ADRs
  on February 6, 2020 at 5:45 pm
• SEC Issues Agenda for February 10 Meeting of the Fixed Income Market Structure Advisory Committee
  on February 6, 2020 at 3:01 pm
• SEC Wins Jury Trial Against Massachusetts Man Charged in Multi-Year Insider Trading Scheme
  on February 4, 2020 at 6:00 pm
• SEC Brings Charges Against Fraud Targeting Amish and Mennonite Investors
  on January 31, 2020 at 4:30 pm
• SEC Proposes Amendments to Modernize and Enhance Financial Disclosures
  on January 30, 2020 at 8:50 pm
• Agencies Propose Changes to Modify “Covered Funds” Restrictions of Volcker Rule
  on January 30, 2020 at 7:00 pm
• SEC Issues Agenda for February 4 Meeting of Small Business Capital Formation Advisory Committee
  on January 28, 2020 at 6:51 pm
• SEC Names Ray McInerney as Freedom of Information Act Officer
  on January 28, 2020 at 4:00 pm