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• SEC Halts Alleged $1.7 Billion Unregistered Digital Token Offering
  on October 11, 2019 at 8:50 pm
• SEC Appoints Rebekah Goshorn Jurata to PCAOB; Announces Commissioner Hester Peirce to Lead Commission’s Coordination Efforts With PCAOB
  on October 11, 2019 at 8:00 pm
• PCAOB Board Member Kathleen Hamm to Complete Term
  on October 11, 2019 at 7:40 pm
• SEC Educational Videos Aim to Help Investors Spot and Avoid Fraud
  on October 11, 2019 at 4:30 pm
• SEC Announces the Formation of Asset Management Advisory Committee
  on October 9, 2019 at 6:00 pm
• Agencies Finalize Changes to Simplify Volcker Rule
  on October 8, 2019 at 8:30 pm
• SEC Names Katharine E. Zoladz as Associate Regional Director in Los Angeles Office
  on October 8, 2019 at 5:36 pm
• SEC Obtains Final Judgments Against Lek Securities and CEO in Layering, Manipulation Case
  on October 2, 2019 at 6:30 pm
• SEC Proposes to Require Proposed NMS Plan Fee Amendments to Follow Public Notice, Comment, and Approval Procedure
  on October 1, 2019 at 9:23 pm
• SEC’s Message for 2019 World Investor Week: Start Early
  on October 1, 2019 at 1:30 pm
• SEC Orders Blockchain Company to Pay $24 Million Penalty for Unregistered ICO
  on September 30, 2019 at 10:25 pm
• SEC Charges Hedge Fund Adviser and Top Executives With Fraud
  on September 30, 2019 at 8:02 pm
• SEC Orders an Additional 16 Self-Reporting Advisory Firms to Pay Nearly $10 Million to Investors
  on September 30, 2019 at 4:35 pm
• Two BMO Advisory Firms Pay Over $37 Million to Harmed Clients for Failing to Disclose Conflicts of Interest
  on September 27, 2019 at 8:50 pm
• SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
  on September 27, 2019 at 5:45 pm
• SEC Charges Canadian Clean Fuel Technology Company and Former CEO with FCPA Violations
  on September 27, 2019 at 5:14 pm
• Automaker to Pay $40 Million for Misleading Investors
  on September 27, 2019 at 4:15 pm
• Herbalife to Pay $20 Million for Misleading Investors
  on September 27, 2019 at 3:15 pm
• Mylan to Pay $30 Million for Disclosure and Accounting Failure Relating to EpiPen
  on September 27, 2019 at 2:19 pm
• SEC Charges Marketing and Printing Services Provider with FCPA Violations
  on September 26, 2019 at 9:19 pm

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