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• SEC Charges Alexion Pharmaceuticals With FCPA Violations
  on July 2, 2020 at 12:40 pm
• SEC Announces Agenda, Panelists for Staff Roundtable on Emerging Markets
  on July 1, 2020 at 10:28 pm
• SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers
  on June 29, 2020 at 9:25 pm
• Telegram to Return $1.2 Billion to Investors and Pay $18.5 Million Penalty to Settle SEC Charges
  on June 26, 2020 at 8:13 pm
• SEC Charges Issuer, CEO, and Lobbyist With Defrauding Investors in AML BitCoin
  on June 25, 2020 at 7:38 pm
• SEC Charges Novartis AG with FCPA Violations
  on June 25, 2020 at 4:45 pm
• Financial Regulators Modify Volcker Rule
  on June 25, 2020 at 4:01 pm
• SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data
  on June 24, 2020 at 3:30 pm
• SEC Awards $125,000 to Whistleblower
  on June 23, 2020 at 3:25 pm
• Securities and Exchange Commission and Justice Department’s Antitrust Division Sign Historic Memorandum of Understanding
  on June 22, 2020 at 6:26 pm
• SEC Extends Relief for Virtual Meetings of Fund Boards
  on June 19, 2020 at 6:30 pm
• SEC Awards Almost $700,000 to Whistleblower
  on June 19, 2020 at 5:15 pm
• SEC Emergency Action Halts Brothers’ Cryptocurrency Offering Fraud
  on June 19, 2020 at 5:00 pm
• Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years
  on June 19, 2020 at 3:30 pm
• Insurance Company and Former CFO Charged With Faulty Loss Reserves Disclosures
  on June 17, 2020 at 7:50 pm
• SEC Names Jennifer S. Leete as Associate Director in Enforcement Division
  on June 17, 2020 at 4:00 pm
• SEC Announces Speakers for June 18 Small Business Forum: “Access to Capital: More Critical Now than Ever”
  on June 16, 2020 at 6:00 pm
• SEC Charges Broker Who Defrauded Seniors Out of Almost $1 Million
  on June 12, 2020 at 8:01 pm
• SEC Charges Microcap Fraud Scheme Participants Attempting to Capitalize on the COVID-19 Pandemic
  on June 11, 2020 at 9:25 pm
• FinHub to Host Virtual Meet-Ups
  on June 11, 2020 at 3:35 pm