News

• SEC Adopts Amendments to Modernize Shareholder Proposal Rule
  on September 23, 2020 at 4:02 pm
• SEC Adds Clarity, Efficiency and Transparency to Its Successful Whistleblower Award Program
  on September 23, 2020 at 2:55 pm
• SEC Obtains Emergency Asset Freeze, Charges Ring of Microcap Stock Manipulators Targeting Retail Investors
  on September 23, 2020 at 1:10 pm
• SEC Charges Index Manager and Friend With Insider Trading
  on September 21, 2020 at 7:30 pm
• SEC Charges Ponzi Scheme Targeting U.S. Military Service Members
  on September 21, 2020 at 4:45 pm
• SEC Issues $2.4 Million Whistleblower Award
  on September 21, 2020 at 4:00 pm
• SEC Awards Almost $250,000 to Joint Whistleblowers
  on September 17, 2020 at 7:30 pm
• SEC Charges Former CEO of Technology Company With Raising $123 Million in Fraudulent Offerings
  on September 17, 2020 at 5:25 pm
• SEC Adopts Amendments to Enhance Retail Investor Protections and Modernize the Rule Governing Quotations for Over-the-Counter Securities
  on September 16, 2020 at 9:50 pm
• Unregistered ICO Issuer Agrees to Disable Tokens and Pay Penalty for Distribution to Harmed Investors
  on September 15, 2020 at 5:28 pm
• SEC Releases Report and Recommendations on the 39th Annual Small Business Forum
  on September 14, 2020 at 10:00 pm
• SEC Awards More Than $10 Million to Whistleblower
  on September 14, 2020 at 3:07 pm
• SEC Charges Charter School Operator and its Former President With Fraudulent Municipal Bond Offering
  on September 14, 2020 at 2:29 pm
• SEC Charges Film Producer, Rapper, and Others for Participation in Two Fraudulent ICOs
  on September 11, 2020 at 9:00 pm
• SEC Issues Agenda for September 16 Meeting of the Asset Management Advisory Committee
  on September 11, 2020 at 6:45 pm
• SEC Modernizes Disclosures for Banking Registrants
  on September 11, 2020 at 6:30 pm
• SEC Announces Final Distribution in WG Trading Investment Fraud, Totaling Over $1 Billion Returned to Harmed Investors
  on September 11, 2020 at 4:29 pm
• SEC Charges Fund Manager for Fraud in Securities Offering in Neiman Marcus Bankruptcy
  on September 3, 2020 at 6:38 pm
• SEC Investor Advisory Committee to Meet Virtually on September 24
  on September 1, 2020 at 5:00 pm
• SEC Awards Over $2.5 Million to Joint Whistleblowers for Detailed Analysis That Led to Multiple Successful Actions
  on September 1, 2020 at 3:35 pm