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• SEC Provides Additional Temporary Regulatory Relief and Assistance to Market Participants Affected by COVID-19
  on March 27, 2020 at 12:00 am
• SEC Extends Conditional Exemptions From Reporting and Proxy Delivery Requirements for Public Companies, Funds, and Investment Advisers Affected By Coronavirus Disease 2019 (COVID-19)
  on March 25, 2020 at 12:30 pm
• SEC Charges Unregistered Penny Stock Dealer
  on March 24, 2020 at 8:13 pm
• SEC Awards Over $570,000 to Two Whistleblowers
  on March 24, 2020 at 5:35 pm
• SEC Provides Temporary Additional Flexibility to Registered Investment Companies Affected by Coronavirus
  on March 24, 2020 at 1:30 am
• SEC Awards Over $1.6 Million to Whistleblower
  on March 23, 2020 at 3:50 pm
• SEC Provides Conditional Regulatory Relief for Registered Transfer Agents and Certain Other Persons Affected by the Coronavirus Disease 2019 (COVID-19)
  on March 22, 2020 at 7:00 pm
• SEC Enables Immediate Effectiveness of Proposed Rule Change to Facilitate NYSE Electronic Auctions in Light of Temporary Closure of Physical Trading Floor
  on March 21, 2020 at 10:00 pm
• SEC Emergency Action Stops Digital Asset Scam
  on March 20, 2020 at 6:55 pm
• Jury Finds Investment Adviser and its Owner Liable for Fraud
  on March 16, 2020 at 8:28 pm
• Cboe Options Exchange Temporarily Shifts to Fully Electronic Trading – SEC Enables Immediate Effectiveness of Proposed Rule Change to Facilitate Continued Operations in Light of Temporary Suspension of Cboe Physical Trading Floor
  on March 15, 2020 at 12:12 am
• SEC Takes Targeted Action to Assist Funds and Advisers, Permits Virtual Board Meetings and Provides Conditional Relief from Certain Filing Procedures
  on March 13, 2020 at 11:30 pm
• SEC Staff Provides Guidance to Promote Continued Shareholder Engagement, Including at Virtual Annual Meetings, for Companies and Funds Affected by the Coronavirus Disease 2019 (COVID-19)
  on March 13, 2020 at 9:07 pm
• SEC Charges Russian National for Defrauding Older Investors of Over $26 Million in Phony Certificates of Deposit Scam
  on March 13, 2020 at 8:05 pm
• SEC Wins Jury Trial Against Microcap Fraudsters
  on March 12, 2020 at 9:30 pm
• Division of Corporation Finance Chief Accountant and Disclosure Review Program Director Kyle Moffatt to Leave SEC
  on March 12, 2020 at 5:39 pm
• SEC Adopts Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions
  on March 12, 2020 at 4:00 pm
• SEC Adopts Investor Disclosure Improvements for Variable Annuities and Variable Life Insurance Contracts
  on March 11, 2020 at 7:45 pm
• SEC Halts Fraudulent Offering By Florida Investment Adviser
  on March 10, 2020 at 5:04 pm
• EVENT POSTPONED: SEC Announces Conference on Municipal Securities Disclosure
  on March 9, 2020 at 7:15 pm