PINE delivers independent Fund Chief Compliance Officer (CCO) solutions for registered funds, including open-end, closed-end, and exchange-traded funds. PINE will appoint a qualified individual to serve as the Fund’s CCO and, when applicable, Anti-Money Laundering (AML) Officer. Each Fund CCO is supported by our full team of compliance professionals.
For registered funds, PINE will assign an experienced professional to serve as the Principal Financial Officer and Treasure. We provide accounting and oversight support services and work closely with your service providers, audit and tax firm, and management.